-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WkTZMlcrMJ2DC0hlGd3VJ/YyyNMpcCh02e/Ggmm2gBdvczeBuVne9OjauvzB4INd OU0aSid0jCiETRUfHaRMDA== 0000891092-02-001039.txt : 20020904 0000891092-02-001039.hdr.sgml : 20020904 20020904155719 ACCESSION NUMBER: 0000891092-02-001039 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020904 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTRADO INC CENTRAL INDEX KEY: 0000924505 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 840796285 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-54709 FILM NUMBER: 02756573 BUSINESS ADDRESS: STREET 1: 6285 LOOKOUT RD CITY: BOULDER STATE: CO ZIP: 80302 MAIL ADDRESS: STREET 1: 6285 LOOKOUT ROAD CITY: BOULDER STATE: CO ZIP: 80301 FORMER COMPANY: FORMER CONFORMED NAME: SCC COMMUNICATIONS CORP DATE OF NAME CHANGE: 19980408 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEW VENTURE PARTNERS LLC CENTRAL INDEX KEY: 0001175482 IRS NUMBER: 223841437 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 98 FLORAL AVE CITY: MURRAY HILL STATE: NJ ZIP: 07974 BUSINESS PHONE: 9084640900X14 MAIL ADDRESS: STREET 1: 98 FLORAL AVE CITY: MURRAY HILL STATE: NJ ZIP: 07974 SC 13G 1 e13795.txt SCHEDULE 13G - -------------------------------------------------------------------------------- SEC 1745 Potential persons who are to respond to the collection of (6-00) information contained in this form are not required to respond unless the form displays a currently valid OMB control number. - -------------------------------------------------------------------------------- ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-0145 ---------------------------- Expires: October 31, 2002 ---------------------------- Estimated average burden hours per response .... 14.9 ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ___________)* Intrado Inc. ------------------------------------------------------- (Name of Issuer) Common Stock ------------------------------------------------------- (Title of Class of Securities) 78388X105 ------------------------------------------------------- (CUSIP Number) November 13, 2001 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [x] Rule 13d-1(c) [ ] Rule 13d-1(d) - ---------- *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 78388X105 Page 2 of 10 Pages ------------------------ -------- -------- - -------------------------------------------------------------------------------- 1 Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). NV Partners II LP - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- 5 Sole Voting Power 0 Number of ---------------------------------------------------------- Shares 6 Shared Voting Power 1,792,079 Beneficially ---------------------------------------------------------- Owned by Each 7 Sole Dispositive Power 0 Reporting ---------------------------------------------------------- Person With 8 Shared Dispositive Power 1,792,079 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,792,079 - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* [_] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9): 11.8% - -------------------------------------------------------------------------------- 12 Type of Reporting Person:* PN - -------------------------------------------------------------------------------- CUSIP No. 78388X105 Page 3 of 10 Pages ------------------------ -------- -------- - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). New Venture Partners LLC - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- 5 Sole Voting Power 0 Number of ---------------------------------------------------------- Shares 6 Shared Voting Power 1,792,079 Beneficially ---------------------------------------------------------- Owned by Each 7 Sole Dispositive Power 0 Reporting ---------------------------------------------------------- Person With 8 Shared Dispositive Power 1,792,079 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,792,079 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares* [_] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 11.8% - -------------------------------------------------------------------------------- 12. Type of Reporting Person* OO - -------------------------------------------------------------------------------- CUSIP No. 78388X105 Page 4 of 10 Pages ------------------------ -------- -------- - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Andrew Garman - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- 5 Sole Voting Power 0 Number of ---------------------------------------------------------- Shares 6 Shared Voting Power 1,792,079 Beneficially ---------------------------------------------------------- Owned by Each 7 Sole Dispositive Power 0 Reporting ---------------------------------------------------------- Person With 8 Shared Dispositive Power 1,792,079 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,792,079 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares* [_] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 11.8% - -------------------------------------------------------------------------------- 12. Type of Reporting Person* IN - -------------------------------------------------------------------------------- CUSIP No. 78388X105 Page 5 of 10 Pages ------------------------ -------- -------- - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Thomas Uhlman - --------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group* (a) [_] (b) [_] - --------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- 5 Sole Voting Power 0 Number of ---------------------------------------------------------- Shares 6 Shared Voting Power 1,792,079 Beneficially ---------------------------------------------------------- Owned by Each 7 Sole Dispositive Power 0 Reporting ---------------------------------------------------------- Person With 8 Shared Dispositive Power 1,792,079 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,792,079 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares* [_] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 11.8% - -------------------------------------------------------------------------------- 12. Type of Reporting Person* IN - -------------------------------------------------------------------------------- CUSIP No. 78388X105 Page 6 of 10 Pages ------------------------ -------- -------- - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Stephen Socolof - --------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- 5 Sole Voting Power 0 Number of ---------------------------------------------------------- Shares 6 Shared Voting Power 1,792,079 Beneficially ---------------------------------------------------------- Owned by Each 7 Sole Dispositive Power 0 Reporting ---------------------------------------------------------- Person With 8 Shared Dispositive Power 1,792,079 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,792,079 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares* [_] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 11.8% - -------------------------------------------------------------------------------- 12. Type of Reporting Person* IN - -------------------------------------------------------------------------------- Item 1 (a) Name of Issuer: Intrado Inc. ------------------------------------------------------------------- Item 1 (b) Address of Issuer's Principal Executive Offices: 6285 Lookout Road, Boulder, CO 80301 ------------------------------------------------------------------- Item 2 (a) Name of Person Filing: NV Partners II LP ("NVP"), New Venture Partners LLC ("NVP LLC"), Thomas Uhlman, Stephen Socolof and Andrew Garman. See attached Exhibit A which is a copy of their agreement to file this statement on behalf of each of them. ------------------------------------------------------------------- Item 2 (b) Address of Principal Business Office or, if none, Residence: 98 Floral Avenue, Murray Hill, NJ 07974 ------------------------------------------------------------------- Item 2 (c) Citizenship: NVP is a limited partnership organized under the laws of the State of Delaware. NVP LLC is a limited liability company organized under the laws of the State of Delaware. Messrs. Uhlman, Socolof and Garman are each United States citizens. ------------------------------------------------------------------- Item 2 (d) Title of Class of Securities: Common Stock, par value $0.001 per share ("Common Stock") ------------------------------------------------------------------- Item 2 (e) CUSIP Number: 78388X105 ------------------------------------------------------------------- Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Exchange Act; (b) [ ] Bank as defined in section 3(a)(6) of the Exchange Act; (c) [ ] Insurance company as defined in section 3(a)(19) of the Exchange Act; (d) [ ] Investment company registered under Section 8 of the Investment Company Act; (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. Amount beneficially owned: (a) NVP is the record and beneficial owner of 1,792,079 shares of Common Stock. NVP LLC, as general partner of NVP, and Messrs. Uhlman, Socolof and Garman, as managing members of NVP LLC, may each be deemed to indirectly beneficially own 1,792,079 shares of Common Stock. NVP LLC and Messrs. Uhlman, Socolof and Garman disclaim beneficial ownership of the Common Stock. Percent of class: NVP: 11.8% (b) NVP LLC: 11.8% Mr. Garman: 11.8% Mr. Uhlman 11.8% Mr. Socolof 11.8% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote; (ii) Shared power to vote or to direct the vote; (iii) Sole power to dispose or to direct the disposition of; and (iv) Shared power to dispose or to direct the disposition of; Each of NVP, NVP LLC and Messrs. Uhlman, Socolof and Garman may be deemed to have shared power to vote and shared power to dispose of 1,792,079 shares of Common Stock. Item 5. Ownership of Five Percent or Less of a Class Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification Not applicable. SIGNATURE After reasonable inquiry and to the best of the knowledge and belief of each of the undersigned, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: September 3, 2002 NV Partners II LP Murray Hill, New Jersey By New Venture Partners LLC, its general partner By: /s/ Andrew Garman ------------------------------------- Name: Andrew Garman Title: Managing Member Dated: September 3, 2002 New Venture Partners LLC Murray Hill, New Jersey By: /s/ Andrew Garman ------------------------------------- Name: Andrew Garman Title: Managing Member Dated: September 3, 2002 By: /s/ Andrew Garman Murray Hill, New Jersey ------------------------------------- Andrew Garman Dated: September 3, 2002 By: /s/ Thomas Uhlman Murray Hill, New Jersey ------------------------------------- Thomas Uhlman Dated: September 3, 2002 By: /s/ Stephen Socolof Murray Hill, New Jersey ------------------------------------- Stephen Socolof EXHIBIT A AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed on behalf of all of the undersigned with respect to the ownership of shares of Common Stock of Intrado Inc. EXECUTED as of this 3rd day of September, 2002. NV Partners II LP By New Venture Partners LLC, its general partner By: /s/ Andrew Garman ------------------------------------- Name: Andrew Garman Title: Managing Member New Venture Partners LLC By: /s/ Andrew Garman ------------------------------------- Name: Andrew Garman Title: Managing Member By: /s/ Andrew Garman ------------------------------------- Andrew Garman By: /s/ Thomas Uhlman ------------------------------------- Thomas Uhlman By: /s/ Stephen Socolof ------------------------------------- Stephen Socolof -----END PRIVACY-ENHANCED MESSAGE-----